![]() ![]() The date when options from a grant become eligible for exercise. The date on which shares can be sold or transferred according to the stock plan. The date on which your options are awarded to you. Disclosures.The date on which your RSAs/RSUs are awarded to you. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. Statement of Financial Condition- UBS FSI of Puerto Rico (PDF). Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. ![]() is also registered as a Futures Commission Merchant (FCM) with the U.S. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered investment advisor and broker-dealer offering securities, trading, brokerage and related products and services. ![]() All rights reserved. The key symbol and UBS are among the registered and unregistered trademarks of UBS. Please consult the sales restrictions relating to the service in question for further information. Products and services mentioned on these web pages may not be available for residents of certain nations. For more information, please review client relationship summary provided at, or ask your UBS Financial Advisor for a copy. It is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Legal Information Important information about brokerage and advisory services.Īs a firm providing wealth management services to clients, UBS Financial Services Inc. Section 529 plans are not guaranteed by any state or federal agency. You should also consider whether your home state or your beneficiary’s home state officers any state tax or other benefits that are only available before you investments in such state’s 529 plan. The official statement contains more complete information, including investment objectives, charges, expenses and risks of investing in the 529 plan, which you should consider carefully before investing. Before you invest in a Section 529 plan, request the plan’s official statement from your Financial Advisor and read it carefully. For more information, please review client relationship summary provided at ubs.com/relationshipsummary, or ask your UBS Financial Advisor for a copy.Īll 529 Plan provisions, including plan minimums, fees, expenses, requirements, features and benefits vary by state. Availability is dependent on when state law conforms their definition of eligible educational expenses to match this change to federal law.Īs a firm providing wealth management services to clients, UBS Financial Services Inc. 1 Beginning in 2018, 529 accounts may be able to distribute up to $10,000 per student per year for tuition only at a public, private or religious elementary or secondary school. ![]()
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